The Department of Internal Affairs (DIA) is one of three Anti-Money Laundering regulators in New Zealand. Last month, the DIA’s 5th major High Court case moved towards a conclusion, and it confirms an increasing trend to keep individuals on the hook for compliance failings.
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Compliance Officer Posts
Transforming with Legal Tech Podcast Episode 1: Innovation in Hong Kong
Thomson Reuters is pleased to launch a new podcast series on transforming the way you practice law and serve clients, through the use of innovative legal tech.
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Webinar: Practical Solutions to COVID-19 Legal Challenges
Complex rules, regulations and legislation have hit the industry left, right and centre. Amidst the chaos, how are we to keep up? Subject matter experts weigh in.
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Protecting Vulnerable Investors During the COVID-19 Pandemic & Beyond
Regulators have placed emphasis on the obligation to treat customers fairly, now and post-pandemic.
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Parliament Passes COVIDSafe Privacy Legislation: Does it Stack Up?
This follow-up article examines the new COVIDSafe legislation, and whether it can allay some key privacy concerns.
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State of US Corporate Law Departments Report: Adapting to 2020
Corporate law departments are under heavy pressure on many fronts, and the current pandemic crisis is only going to exacerbate those pressures.
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Webinar: COVID-19 Disaster Fraud Schemes
There are many financial fraudsters who see the COVID-19 pandemic as the perfect opportunity to strike. Their intent is to capitalise on people’s fears by manipulating unsuspecting victims into parting with their money.
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