Compliance Officer Archives - Page 2 of 6 - TR

Members’ Schemes of Arrangement Toolkit

February 2, 2023

A guide to Practical Law’s resources on members’ schemes of arrangement, including links to our resources. In 2022, we launched a new topic – Members’ schemes of arrangement – an…

Governance, Risk & Compliance

Anti-Corruption Campaigners Hopeful for Reform, Following Najib’s 1MDB Jail Sentence

August 24, 2022

On Tuesday the Federal Court in Putrajaya denied Najib’s final appeal and ordered the former prime minister to serve a 12-year prison sentence.

Compliance

5 Compliance Challenges Facing Financial Services in 2022

August 23, 2022

The 5 key compliance challenges facing financial services are revealed in Thomson Reuters’ 2022 Cost of Compliance survey.

Legislation and Case Law

Using Online Legal Documents: Aren’t They All The Same?

August 16, 2022

Poorly prepared legal documents can cause uncertainties and unexpected problems, incurring significant legal costs if interpretation issues result in legal action.

ESG Environment Social & Governance

Is it Time to Move Away from Tick-Box Ethics Training?

August 4, 2022

Can ethics training for legal, tax and corporate professionals evolve beyond simple tick-box training and toward something more meaningful and rooted in real-world implications?

Governance, Risk & Compliance

China’s Enforcement Action Against Insider Trading Examined

July 26, 2022

A new study explores China’s legal regime against insider trading, including the increasing use of enforcement action.

Governance, Risk & Compliance

Compliance and Risk Management Matters: 6 Key Risks Facing Organisations

May 24, 2022

Compliance and risk management professionals’ responsibilities are expanding. We look at the key compliance risks and how to safeguard your organisation.