Regulators will seek evidence of a nuanced and comprehensive transaction monitoring program when they undertake supervision and enforcement work.
Read moreFintech, regtech and the role of compliance survey for 2022
Financial services firms adopting new ways of working supported by emerging iterations of fintech, regtech and insurtech.
Read moreCryptos on the rise
The benefits and challenges of cryptos together with an overview of the regulatory landscape for cryptocurrencies such as bitcoin.
Read morePODCAST: Compliance considerations for antitrust enforcement
The Thomson Reuters Regulatory Intelligence podcast series “Compliance Clarified” covers a wide range of topics that are relevant to compliance officers in financial services firms. Antitrust enforcement actions against technology…
Read moreIMPACT ANALYSIS: Risk and Compliance under a Digital Transformation
What does digital transformation mean? Digital transformations within an organisation usually starts with an ambitious vision, and many issues in risk and compliance need to be considered to make the…
Read moreFinancial Crime during COVID-19: Tackling fraud, scams and misinformation [Infographic]
Thomson Reuters has compiled an infographic that provides a snapshot of the COVID-19 pandemic’s impact on financial crime across the globe. Our brief visual guide features key statistics gathered from…
Read moreGlobal ‘recalibration’ needed for AML/CTF regime in wake of pandemic
The gradual phasing out of COVID-19 restrictions will present an unprecedented opportunity to recalibrate and potentially even “reset” the global financial crime compliance framework. The lessons from the pandemic have…
Read moreOn-Demand Webinar | Financial Crime during COVID-19: Tackling fraud, scams and misinformation
Governments everywhere are overwhelmed by the task of managing the ongoing pandemic, and criminals will be searching for opportunities to exploit the crisis.Organizations and individuals should expect an increased risk…
Read morePRACTICE NOTE: Compliance checklist for operating during a pandemic
As the global COVID-19 pandemic spreads, compliance and risk departments at financial services firms have been on high alert andworking overtime as firms switched on business continuity plans, closed offices…
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