The 5 key compliance challenges facing financial services are revealed in Thomson Reuters’ 2022 Cost of Compliance survey.
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Compliance and Risk Management Matters: 6 Key Risks Facing Organisations
Compliance and risk management professionals’ responsibilities are expanding. We look at the key compliance risks and how to safeguard your organisation.
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SEC spat with Coinbase previews complex legal battle over crypto
A public spat has erupted between crypto-exchange Coinbase and the U.S. Securities and Exchange Commission (SEC)
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ANALYSIS: New Zealand’s first banking AML penalty provides key lessons for financial sector
The Reserve Bank of New Zealand has wrapped up its first civil litigation under the anti-money laundering and counter-financing of terrorism regime.
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Crown Royal Commission submissions raised questions about directors’ duties
The Royal Commission’s most senior lawyer went on to outline how Crown management and its culture had put profit ahead of integrity, regulation and the law.
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Crown should lose gaming licence due to systemic compliance failures: laundering probe
Money laundering concerns have dominated the inquiry, which looked at the extent to which Crown failed to address its financial crime risks.
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Cost of Compliance 2021: Shaping the Future
Thomson Reuters Regulatory Intelligence has carried out its 12th annual survey on the cost of compliance, focusing on the challenges the compliance functions at financial services firms around the world expect to face in the year ahead.…
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