The multibillion dollar losses suffered by Credit Suisse following the collapse of Greensill Capital and Archegos Capital may well rank among the most significant risk and compliance failures of the past decade.
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Speed, volume of regulatory change continue to challenge firms in Asia – poll
The pace and volume of regulatory change will be the single greatest challenges for compliance officers across the Asia-Pacific region in 2021.
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Fintech, Regtech and the Role of Compliance 2021
Have corporate governance and the culture of financial services firms kept up to pace with the new fintech that’s been rolled out during the pandemic? Thomson Reuters Regulatory Intelligence’s (TRRI) fifth annual survey on fintech, regtech and the role of compliance explores these issues.
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Hybrid mismatch targeted integrity rule: final ruling
The ATO has now released LCR 2021/1 which finalises its guidance on particular aspects of the targeted integrity rule.
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Warning: your business culture will be held accountable post-COVID
One of the lessons companies need to learn from the pandemic is that a bad culture will come back to bite you.
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Using FTAs to reduce costs and gain competitive advantage: RCEP a golden opportunity for CFOs
Free Trade Agreements (FTAs) present stellar opportunities for companies to drive substantial cost savings, gain competitive advantage and optimize their supply chains.
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Ethics and risk management in the time of COVID
Ahead of the Governance Institute’s Leadership Trust Foresight conference on 7-8 December 2020, Dr Klaus Moosmayer, Member Executive Committee & Chief Ethics, Risk and Compliance Officer, Novartis AG (Switzerland) speaks with Virginia Ginnane, Marketing Content Specialist, Thomson Reuters about steering an ethical business in this challenging time.
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FinCEN leaks highlight need for “radical” approach to tackling financial crime
Governments need to consider taking more “radical” measures to tackle financial crime threats in the wake of the FinCEN Files, even if there is a risk of “intelligence leakage”, an industry poll has found.
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Corporate tax compliance expectations post-COVID: ATO speech
The ATO has reminded company executives to consider the potential reputational impact from their tax decisions in a post-COVID world.
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Australia’s AML law reforms have been “mogged” in political reshuffle
Australia’s long-awaited Tranche 2 anti-money laundering (AML) laws have become the victim of a departmental reshuffle, a process known in political circles as being “mogged”, according to a senior bureaucrat.
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