Fintech, Regtech and the Role of Compliance 2021

By Susannah Hammond and Mike Cowan, Regulatory Intelligence, Thomson Reuters

2020 has been a year of a digital transformation and
acceleration to meet the challenges of the COVID-19
pandemic.

By necessity and by design firms have implemented the roll-out of technology, often at speed, to enable business activities to continue as countries went into lockdown.

The applications that are covered by the term fintech are fast becoming part of financial services firms’ identity. In a marketplace that is still maturing, the question is whether corporate governance and the culture of financial services firms have kept up to pace with this new tech.

Thomson Reuters Regulatory Intelligence’s (TRRI) fifth annual survey on fintech, regtech and the role of compliance explores these issues.

This year’s survey results represent the views and experiences of more than 400 compliance and risk practitioners.

Fill in the form opposite to download FINTECH, REGTECH AND THE ROLE OF COMPLIANCE 2021

Susannah Hammond is a senior regulatory intelligence expert and joined our regulatory intelligence team from GE Capital Bank where she was head of compliance. Susannah has over 25 years’ wide-ranging experience in international and UK financial services.

A qualified chartered accountant, Susannah’s compliance career includes SG Warburg, Caspian Securities and PricewaterhouseCoopers. She was head of international regulatory risk for the Halifax Group and became head of retail regulatory risk for HBOS plc upon Halifax’s merger with Bank of Scotland.

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