The Australian Securities and Investments Commission (ASIC) is “generally effective and capable”.
Read moreAnti-corruption campaigners hopeful for reform, following Najib’s 1MDB jail sentence
On Tuesday the Federal Court in Putrajaya denied Najib’s final appeal and ordered the former prime minister to serve a 12-year prison sentence.
Read more5 Compliance Challenges Facing Financial Services in 2022
The 5 key compliance challenges facing financial services are revealed in Thomson Reuters’ 2022 Cost of Compliance survey.
Read moreFinancial services firms urged to increase focus on terrorism financing
Law enforcement agencies are urging financial services firms to pay greater attention to the financing of violent extremism.
Read moreASIC wins first criminal conviction over “fees for dead people” scandal
The Australian conduct regulator has secured its first criminal conviction for failing to update defective disclosure statements, over the “fees for dead people” scandal that emerged from the financial services royal commission.
Read moreFintech, regtech and the role of compliance in 2023
Digital transformation and technological innovation continue to bring widespread change to financial services firms many of which have chosen to continue with the new ways of working adopted during the…
Read moreCasinos to embrace “local independent boards” in wake of AML enquiries
Australia’s national casino operators are likely to form independent boards in every state in response to the scathing findings from the Crown and Star inquiries.
Read moreCompliance and Risk Management Matters: 6 Key Risks Facing Organisations
Compliance and risk management professionals’ responsibilities are expanding. We look at the key compliance risks and how to safeguard your organisation.
Read moreWestpac penalties top A$113 million over “widespread” compliance failures
Westpac Banking Corporation has received an A$40 million penalty for charging advice fees to dead customers.
Read moreIMPACT ANALYSIS: Star Casino appoints new chairman as AML/CTF breaches escalate before inquiry
The Star Entertainment Group Pty Ltd has announced to the Australian Stock Exchange (ASX) that John O’Neill will assume the role of executive chairman, following the resignation of Matt Bekier.
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